The challenge of researching violent societies: Navigating complexities in ethnography
Institute of Education, Manchester Metropolitan University
Through use of a recent study researching democratic education and citizenship in Zimbabwe, this paper examines the methodological dilemmas and challenges faced by an ethnographer, particularly by a research student in a violent context. The article posits a bricolage strategy to navigate some of the dangers and methodological dilemmas inherent so as to bring about rigour in an environment empty of convention and lacking the rule of law. To navigate such societies ridden with violence and conflict, the bricolage strategy used a multidisciplinary approach, part of which included triangulation, mixed methods, distance and insider status. These research strategies are discussed in this paper and recommendations posited.
In a study of citizenship and democratic education in Zimbabwe, the endemic culture of violence was found unsafe and inhibitive in exploring participants' social worlds. The main goal of the original research study was to assess and establish levels of democratic education in the secondary schools and whether these impacted on or were impacted by levels of democratic citizenship in the country's macro-politics (Tshabangu, 2008). The study occurred under a dark cloud of publicised animosity where the Zimbabwean regime had declared as 'enemies of the state' most western administrations, some Non Governmental Organisations, human rights lawyers, teachers perceived to support the opposition parties, white farmers and some civic leaders and researchers perceived as pro democratic forces in the country (Raftopoulos, 2003; Kibble, 2003; Human Rights Forum, 2003 - 2008). Many activists in this area had continued to suffer persecution of one form or another, in some cases leading to death (Human Rights Forum, 2003 - 2008). The regime had also embarked on an incessant drive to 'Zimbabweanise' its citizens in a partisan way such as in the 're-orientation' programmes for some teachers, head-teachers and young people under the guise of National Service (Ranger, 2004). The original research study further established a high incidence of polarisation in communities; violence within the schools' micro and macro-politics and the politicisation of the knowledge economy and of some civic institutions, where some citizens were ubiquitously labelled as 'traitors' for holding different views from the status quo (Tshabangu, 2008).
Doing research under these forces of conflict and political strife posed an enormous challenge and impediment to the research process since there is lack of methodological study on researching conflict and violent societies (Porter, et al, 2005; University of Ibadan Conference, 2002). Using insider status and reflexivity due to prior knowledge working in the field under study, a bricolage strategy (Kincheloe & Berry, 2004) was deployed to navigate an otherwise complex research activity with risk to life.
While affirming ethnographic principles such as in situ to be in the field (Lofland, 1976), 'performing incompetence' (Vail, 2001) and producing 'deep descriptions' (Wolcott, 1994) the use of the bricolage strategy in the original study provided an ethnographic paradigm shift through use of a multidisciplinary approach comprising of mixed methods, triangulation, distance and insider status which led to a collection of numerous forms of data as stated under research design.
This paper therefore examines the challenges of doing ethnography in an environment empty of convention and how a meaningful research activity can be made possible through the bricolage strategy which is posited as effective and complementary to ethnography in discovering 'what's going on here' (Goffman, 1974; Wolcott, 1994).
It is noted that most research is often seen as political (Hammersley, 1995). In a conflict zone the politicisation of research work especially on issues of democracy and citizenship, may be magnified raising the stakes even higher and thus negatively contribute to an already emotive environment. Some researchers such as Ferrell in 1998 and Scarce in 1995 have been subjected to arrest and jail time respectively (Vail, 2001). Others record incidence of gunplay (Sanders, 1998) and detention in Zimbabwe (Hemel & Menkiti, 2006), thus curtailing the effectiveness of an inquiry. Researching in Kosovo, Moore (2003) observed that in a conflict zone there are paradoxical storms of counterproductive action, which encourage division of people into groups of 'us and them'. He further noted that one's own position is also of importance when researching in a conflict zone. Tourists in war zones do not exist and the researcher should remember he or she is not merely an observer. As such research in ethnic war zones is qualitatively more difficult and the researcher must be aware of the problems of working in an environment empty of convention (Moore, 2003).
It is highly probable that by going into the field to carry out the empirical study, one might ironically impede rather than facilitate the enquiry. It is possible that in seeking to do well, by researching violent societies desiring to establish understanding, we can inadvertently worsen a bad situation (Revival, 1999). The research process makes one an active participant in the raging conflict and thus threatens effectiveness and may undermine the study. It should be noted also that such 'dangerous' participation often occurs in the background of suspended societal norms and where the recognition of rights are endemic problems (Moore, 2003).
To navigate methodological minefields and danger to self and participants some research students have used case studies for countries such as Sri Lanka, Liberia, and Afghanistan so as to navigate the often difficult demands of having to address all levels of authority or having to contact people in power to gain access, which they say, is a highly politicised act (Revival, 1999). Some research students have used emails and telephones communicating with Non Governmental Organisations (NGO) in the field to learn of the current situation and also using NGO officials for follow up processes. It is observed that personal safety is paramount for research and that one should never send someone to do things one would not do oneself (Revival, 1999). It may be imperative therefore that the researcher negotiates with trusted designated assistants in the field as to what is probable and what approaches would not cause harm to participants as will be illustrated later in this paper. In the next section, the paper explores what the strategy of bricolage entails.
In the search for meaning amid complexity, the bricoleur is often conscious of the social worlds in the multicultural and the complexity which attends the research process on these issues. Kincheloe and Berry (2004) stated that like a sailor on troubled waters, the bricoleur navigates a course that traces the journey between scientific and the moral, the relationship between the qualitative and the quantitative and the nature of social, cultural, psychological and educational insight.
Though bricoleurship may still be at its infancy and as such regarded as under threat in ethnography (deBeer, 2003), Denzin and Lincoln (2000) asserted that it is concerned with moral discourse with the development of sacred textualties and desires that the social sciences and humanities become sites for critical conversation about democracy, globalisation, freedom and community. In the original study some of the contested terms under focus were for example, democracy, quality education and citizenship. It is noted that these subjects are not only slippery in nature but are also vulnerable to the volatile political landscape which impacts on methodology and may not be successfully pursued in a non-flexible way, if deeper meanings and understanding of phenomenon is to be established. The bricolage therefore creates a non-linear but dialogical and critical environment that is conducive to the signification of a rigorous inquiry.
Triangulation in methods saw the use of brainstorming of students and teachers, telephone interviews with head teachers, poetry from students, observation accounts from teachers and students, students' focus groups, students' debate sessions, qualitative questionnaires for lecturers and trainee teachers, qualitative and quantitative questionnaires (mixed methods) for teachers and students and cartoons from local media as part of exploring the macro-political field. There was also a triangulation of participants that is, teachers, students, lecturers, trainee teachers, and head teachers and time triangulation since the collection of data started when the researcher was still immersed physically in the field in 2001 as a teacher researcher and the study continued for six years, part of it being done from a distance in the United Kingdom. Further vigorous and more sustained immersion coupled with reflexivity and data collection occurred from afar between 2003 and 2006.
Though being in the field is important as noted earlier, the difference can sometimes be negligible, since fieldwork by its nature is the intent behind it rather than the label itself (Wolcott, 1995). It is noted that in ethnography such use of distance may serve to fulfil the notion of 'performing incompetence' (Vail, 2001), which helps avoid the ethnographer becoming 'native'. It is noted that three years after leaving Zimbabwe, a lot had changed politically, socially and economically. Although the researcher had some prior knowledge of the field studied, in the telephone interviews with head teachers no assumptions were made on his part based on prior knowledge. In some ways this was 'performed incompetence' which is the key to ethnography. Lines of inquiry were followed up even on some phenomenon, which may be seen as trivia to the insider. Researching from afar may therefore demand that the researcher has previous and deeper knowledge of the studied social worlds so as to recognise the sorrow and joy, pain and conflict, spoken of by Sanders (1998). Without such roots the novelty, performed incompetence, and problems of isolation and temporal constriction could all raise the justifiable concern of those who read the research (Vail, 2001). Furthermore, it is noted that stepping back from intense emotions like fear and repulsion, particularly in conflict, is often necessary in analysing data, (Vail, 2001), a feature only possible where the constrictions of distance are used to advantage.
Insider status is critical, since the unfettered collection of data may not be possible in conditions where surveillance, brutality and intimidation are present. Sometimes data collection may be done with the full knowledge of participants' superiors or in an unobtrusive way (Lee, 2000). Senior and trusted participants such as some teachers, lecturers or elders in rural communities may help the researcher in the distribution and collection of research material. It is noted that because of the insider status that the researcher had within the field studied, it proved less difficult navigating potential dangers and the data generated proved somewhat a success. Taking into account that in violent societies secret agents often infiltrate institutions such as schools and government departments, it is therefore noted that a researcher's line of enquiry might easily arouse concern in some quarters. There is need to adopt cautious and sensitive lines of enquiry as a means of researching what might be a sensitive subject.
Based on insider knowledge, one may suspend or re-negotiate the task in light of risks involved. A good example in Zimbabwe was when such tasks coincided with political elections, often mired in violence. Participants may therefore fear reprisals if they are perceived to be involved in a quasi-political research activity. In relatively less violent periods teachers for example may still fear children of some hawkish government officials in cases where they are tasked to record children's debates on political or economic issues. In most situations insider knowledge offers a more effective way of achieving tasks amid such danger and complexity, navigating what could be potential minefields for an ethnographer who might lack insider status and knowledge of the field. It is noted that in most violent societies, the researcher may be denied access to the field of study or grudgingly given permission only to be curtailed and restricted often with risk to life. It is important that the bricoleur should continue to seek other means, working in ways that preserves the safety and security of his or her participants but at the same time sustaining a plausible inquiry.
The multidisciplinary approach in bricolage thus avoids some allegations of reductionism but strives for rigour amid complexity (Kincheloe & Berry, 2004). Without the strategy of the bricolage, the research efforts in a polarised and politically violent research field would have been compromised, or even wholly negated. In this light the bricolage strategy is viewed as having achieved novelty and success in establishing better understanding on challenges facing citizenship and democracy in Zimbabwe.
The use of insider status and direct assistance from local senior persons was seen as ethically plausible in that it allayed fears from some participants and may have boosted their confidence in an environment that is filled with fear and mistrust and perceives freedom of expression as anathema. The senior persons referred to above were selected based on insider knowledge that they were above reproach and were generally seen as level headed amongst participants. For example, it might be an unjust strategy and also likely to cause harm if a well known aggressive political activist in a conflict zone is used as a helper. The study may be perceived as partisan and in a bad light. It is also a factor that mobilising such networks in order to generate data in such a conflictual environment is the only way of continuing research as an activity. Some compromise may be a necessity when conditions are as bad as they can be in a conflict zone.
Researching from afar may necessitate that some funds be distributed to all those directly assisting. It could be seen as unethical as well as detrimental to the study to expect them to foot some or all of the bills particularly in view of the hostile economic challenges they may face daily in an area ravaged by conflict. Where funds had to be distributed (or prizes given) this was done fairly with no bribery implications.
In situations where government policy allows interception of communication, caution may need to be taken, particularly in telephone interviews and use of emails, as failure to do so may cause harm to participants. It is important that participants in telephone interviews and in other recorded research activities give their consent to be recorded and be allowed to terminate proceedings as and when they feel like. In some situations they may only volunteer information off the record and the researcher may have to take notes or adopt other strategies. At the time when I telephone interviewed the head teachers and used emails, the law allowing interception did not exist; otherwise it might have caused harm if intercepted. It is noted also that the head teachers consented to be recorded on tape and were free to opt out or state certain things off the record.
Seeking consent and gaining access, particularly from government authorities can be a ritualised process in a conflict zone due to hostile polarity and mistrust. It has been stated earlier that the researcher's insider status in some of the schools studied, made access less difficult and at least possible. In some institutions the researcher may have to wholly depend on junior personnel and not a hawkish senior figure for consent and access. As an ethical general rule it is advisable that the introductory part of all distributed material, such as questionnaires, should address individual participants politely, seeking their consent to participate in the study and thanking them at the end.
Participants should also be promised anonymity (Radnor, 2001). This is particularly crucial in a politically violent society in that it protects their rights and avoids recriminations. The senior participants designated to assist the researcher should also be conscientised to exercise impartiality such that the study is not seen as advancing certain agendas, but that it is professionally seeking to understand better a given phenomena. As one of its ethical goals, the research study in a conflict zone should avoid engaging in a violent agenda since to do such may be seen as malfeasance and catastrophic to both the study and the participants' well being.
One of the ethical challenges faced by those who research societies under conflict and violence is that the participants who volunteer information often do so at risk to themselves with the hope that such research is part of a process meant to end their misery (Smyth, 2001). It becomes morally binding therefore that a researcher in a conflict zone finds opportunities for information dissemination and where possible incorporation into policy making or conflict resolution processes.
Working with gatekeepers and assistants in institutions under study also places one in a position akin to a manager. Rather than just consider their efforts, one also needs to think seriously about motivational aspects. At times it may be wise to devise group prizes or rewards for students or for a school, for example in poetry. Without some of these motivational tools, the study might suffer. These motivational efforts ought to be done ethically without appearing to be bribing participants. Some poor but academically gifted students may be helped in this process. As noted earlier, the economic conditions in a conflict zone are generally tough. The researcher should therefore be conscious of the fact that his or her failure to provide resources may impact negatively on the study. These may include providing writing materials, postage fees and meeting distribution and transportation costs.
To ensure effectiveness in the completion of tasks, it is important to give clear guidelines to those assisting in the research, so as to alert them to key issues and some ethical concerns, such as dealing with participants. For example, forcing participants to complete a certain task would be seen as anathema to the voluntaristic and democratic ethos of any study, more so in an environment were participants may be traumatised by conflict. To counter fatigue on the part of local assistants it may help to always co-opt two or more helpers in an institution. This may also be ideal where the study is longer and some helpers are due for leave. In the original study this seems to have worked very well.
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|Author: Dr Icarbord Tshabangu is a former head teacher in Zimbabwe and a recent graduate of Manchester Metropolitan University, UK. His research interests and previous publications are on Citizenship and Democratic Education. He is currently a part-time research consultant for Aspire Network, UK, a non-profit organisation. Email: email@example.com
Please cite as: Tshabangu, I. (2009). The challenge of researching violent societies: Navigating complexities in ethnography. Issues In Educational Research, 19(2), 162-174. http://www.iier.org.au/iier19/tshabangu.html